Legal Ops and
Compliance
On-Prem Legal Infrastructure for Regulated Enterprises
Master Services
Agreement
Weyland-Yutani Corp. · Provider
9. Customer Data
9.1 Provider shall maintain administrative, physical and technical safeguards for the protection of Customer Data.
9.2 Provider may use Customer Data for its internal business purposes, including to develop and improve Provider’s products and services, and may retain anonymized derivatives thereof in perpetuity.
Your data. Their products.
The clause permits use of Customer Data beyond delivering the Services.
View the findingIllustrative analysis · fictional parties
The platform
See the risk.
Keep the context.
A clause in a contract. A name on a counterparty list. The evidence behind each decision. Finch brings the pieces together inside your infrastructure, so your team can review the case in context.
Contract intelligence
Use of Customer Data
Master Services Agreement · Clause 9.2
“Provider may use Customer Data for its internal business purposes, including to develop and improve Provider’s products and services, and may retain anonymized derivatives thereof in perpetuity.”
Weyland-Yutani can use your data to build its own products and keep anonymized derivatives indefinitely. The use is not limited to providing the Services.
Provider may use Customer Data solely to provide the Services.
Proposed wording for counsel to review. Exports to Word as tracked changes.Illustrative output · fictional parties · not legal advice
Finch CLM
The fine print.
In plain sight.
Find the terms that deserve a second look, with the exact language behind each finding. Move from a flagged clause to a proposed revision your team can review.
- Critical and Material findings, linked to source text
- Missing protections identified for each party
- Suggested revisions exported to Word as tracked changes
Compliance review
Tyrell Holdings Ltd.
Shareholder · fictional example
“Tyrell Holdings Ltd.” matched against “Tyrell Holding Ltd.” The officer reviews the evidence and records the decision.
Sample name screening, not a clearance determination. Sectoral regimes, vessels, addresses and wallets require separate checks.
Finch Compliance Copilot
The context behind every review.
Bring policies, source documents and prior decisions into the review. Here, a counterparty screening case shows how an officer can assess a potential match and record the decision.
- A counterparty register built from your documents
- Uncertain matches escalated for human review
- List versions, findings and decisions recorded
Contracts and Compliance
Under One Roof
Your legal and compliance teams manage contracts, assess risk, and respond to regulators — all while keeping data sovereign. Finch gives them an AI-powered platform that handles both contract lifecycle and compliance workflow, deployed entirely within your infrastructure.
Contracts live in folders. Risk lives in clauses nobody reads until it's too late.
Your legal team manages dozens of active contracts — vendor agreements, service terms, insurance policies, market maker deals. Key clauses get missed. Renewals auto-trigger. Risky terms slip through because nobody has time to read every page of every contract.
- Ingest, parse, and classify contracts automatically — extract key clauses, dates, obligations
- AI-powered risk scoring per clause with renewal tracking and deadline alerts
- Compare contract terms against internal policies and regulatory requirements in real time
- Portfolio-wide health monitoring with urgency-based prioritization
- Master Service Agreement Auto-Renewal Risk
- Token Listing Terms 2 clauses flagged
- Cloud Infrastructure SLA Healthy
- Insurance Policy Coverage gap
- Legal Counsel Retainer Healthy
Every review request sits in a queue. Deals wait. Teams wait. Growth waits.
Every new customer, product change and market expansion needs compliance sign-off. As requests multiply, officers spend more time gathering context and managing the queue. Finch prepares each review so your team can focus on the decisions that need their judgment.
- Every request arrives pre-analyzed with AI-generated context and recommendations
- Officers review, approve, or request clarification — not start from scratch
- Generate reports, responses, and policy memos on the spot
- Custom plug-ins encode your exact compliance logic for routine scenarios
Request comes in
New customer onboarding from the Texas office
Finch pre-processes
Cross-references against BSA/AML rules, your internal KYC, and risk profile
Officer sees recommendation
"Low risk. Standard CIP sufficient. Draft approval attached."
One-click approve or adjust
Decision logged. Audit trail generated. Done in minutes, not days.
Three layers of intelligence behind every review.
Both CLM and Compliance Copilot are powered by a shared intelligence stack that turns your documents into active knowledge, routes decisions through the right logic, and learns from every officer action.
- Living Vault — Vectorize compliance documents and contracts into searchable, active knowledge. Auto-diffs new regulations against internal policies.
- Decision Engine — Routine requests route through deterministic plug-ins. Complex cases get AI-assisted analysis. Every decision is auditable.
- Learning Memory — System logs every officer decision. AI learns from overrides and corrections. Institutional knowledge compounds, never resets.
Month 1
Finch follows your policies as written
Month 3
Learns your team's risk tolerance and decision patterns
Month 6
Recommendations match senior officer judgment 90%+ of the time
Year 1+
New hires get AI-assisted onboarding with your institutional knowledge built in
Why Choose a Purpose-Built Platform?
AI Inside Your Infrastructure
Finch runs inside your infrastructure. Your legal and compliance teams review contracts and customer cases in the environment you control, with deployment and access shaped around your requirements.
Your Policies. Your Prior Decisions.
A policy explains the rule. A prior decision shows how your team applied it. Finch brings both into the review alongside source documents, so officers can assess each case in context.
Rules for Routine Work. AI for Complex Cases.
Route routine requests through your configured rules. Use AI-assisted analysis to prepare complex cases for review. Officers assess the recommendations, make the call and record the decision.
Your Audit-Ready Infrastructure
Finch generates defensible audit trails automatically. When regulators come knocking, you have the documentation — and the proof — already prepared.
BSA / AML
Support for Bank Secrecy Act workflows — SAR filing workflows, CTR tracking, customer due diligence, and ongoing transaction monitoring.
KYC / CIP
Customer Identification Program and Know Your Customer workflows with automated identity verification, PEP screening, and risk-based due diligence.
SOC 2 Type II
Keep decision logs and audit trails together to support your SOC 2 Type II examination.
State MTL Compliance
Multi-state money transmitter license support. Jurisdiction-specific rules ingested into the Vault — expand to new states without rebuilding compliance logic.
OFAC Sanctions
Integrated sanctions screening with SDN list monitoring, near-match escalation to officers, and documented screening records for examination.
GLBA / State Privacy
Gramm-Leach-Bliley Act financial data safeguards. On-premise deployment means customer data never leaves your infrastructure. CCPA and state privacy compatible.
Grow faster than your compliance headcount.
Traditional compliance is a linear cost — more volume means more people. Finch makes compliance capacity elastic. Scale into new states, add product lines, onboard more customers — all without the hiring bottleneck.
- Expanding to new states? Ingest local MTL requirements into the Vault — no logic rebuild
- Going international? Add local regulatory frameworks alongside your US compliance
- Keep review decisions and supporting records ready for examination as the business grows.
- New York MTL Active
- California MTL Active
- Texas MTL Active
- Florida MTL Onboarding
- + 12 more states Framework ready
Built to Run Inside Your Perimeter.
Run Finch in your own cloud account or on hardware behind your firewall. Choose the deployment around your data, access policies and network requirements.
Public Cloud
Fastest way to MVP. Low cost, instant setup. Ideal for testing workflows before sensitive data ingestion.
Private VPC
Your cloud (AWS/Azure). The model runs in your isolated container. Best balance of security and ease.
Air-Gapped
Physical hardware within your firewall. No internet connection required. Maximum sovereignty.
Your contracts, customer records and internal policies belong in the environment you control. Finch brings legal and compliance workflows to your infrastructure.
What Do the First Four Weeks Look Like?
No 6-month integration project. No consultants. Finch goes from zero to live in weeks, not quarters.
Ingest Your Documents
Upload your contracts, AML manual, KYC policy, SOPs, and internal guidelines. Finch indexes everything into the Living Vault.
Configure Rules & Review Contracts
Set up your Decision Engine and risk thresholds. CLM begins clause analysis and flags expiring contracts and risky terms.
Shadow Mode
Finch runs alongside your team. AI makes recommendations, officers still decide. Build confidence before going live.
Go Live
Flip the switch. Routine cases auto-route. Complex cases get AI-assisted review. Audit trails generate from day one.
See Finch in Action
A 30-minute walkthrough of your legal and compliance use case, including how Finch fits your infrastructure.